Reports

IOSCO Assurance Report 2023

IOSCO Documents

Terms of Reference for Oversight Function

Conflicts of Interest Policy and Register

Staff Remuneration Policy

Control Framework and Summary

Whistleblowing Policy & Mechanism

Staff Training Policy

Strategy Design Policy

Error Correction Policy

Data Sufficiency Policy

Strategy Discontinuation Policy & Methodology

Guidelines on Hierarchy of Data Inputs

Guidelines on Exercise of Expert Judgment

Policy Statement on Transparency of Benchmark Determinations

Strategy Review Policy

Strategy Review Statement

Strategy Methodology Addendum

Submitter Exclusion/Inclusion Policy

Disaster Recovery Procedures

Management of Illiquid Strategies Policy

Methodology Changes Policy and Procedures

Transition Policy and Procedures

Code of Conduct for Submitters

Complaints Policy and Procedures

Audit Policy

Record Retention Policy

Cooperation with Regulatory Authorities Policy

Data Inputs

Personal Account Dealing Policy

Forms

Complaint Registration Form